Romantic Politics and Revolutionary Art: The Manifestoes of the Avant-Gardes
by Anthony J. Cascardi
© Anthony J. Cascardi
“Courage,
audacity, and revolt will be essential elements of our poetry.”
—Filippo
Tommasso Marinetti[1]
The main subject of this essay is revolution in
art and the manifestos of the avant-gardes, but I want to begin with a text
that is neither a manifesto nor, properly speaking, situated in the
avant-gardes, in order to provide a broader frame of reference for some of the
questions that these manifestos raise. The text is Schiller’s Letters on the Aesthetic Education of
Mankind, written in 1793 and published in 1795, and I begin with it because
it offers what is in some ways the most clear, and certainly one of the
earliest, modern articulations of the hope for political transformation by
aesthetic means. I think it also provides evidence that many of the
preoccupations of romanticism lasted well into the 20h century and were
integral to some of the movements we associate with “modern art.” Now that premise is not in altogether new.
No less a figure than Octavio Paz proposed this much more than 30 years ago in
his Charles Eliot Norton lectures, The
Children of the Mire, in terms that have now become quite familiar:
Both
[romanticism and the twentieth century avant-garde]... rebel against reason,
its constructs and its values; both grant a cardinal place to the passions and
visions of the body–eroticism, dream, inspiration; both attempt the destruction
of visible reality in order to find or invent another one, magical,
supernatural, and more than real. Two great historical developments alternately
fascinate them and tear them apart: for Romanticism, the Jacobin Terror, and
the Napoleonic Empire; for the avant-garde, the Russian Revolution, the purges,
and Stalin’s despotic bureaucracy....artists as well as the critics were well
aware of these affinities. The Futurists, Dadaists, Ultraists, and Surrealists
all knew that their rejection of Romanticism was itself a romantic act, in the
tradition which Romanticism itself had inaugurated, that tradition which seeks
continuity through rejection....All were conscious of the paradoxical nature of
their rejection, namely, that as they denied the past they prolonged it, and in
so doing confirmed it; none of them noticed that, unlike Romanticism, whose
rejection initiated this tradition, theirs brought one to a close. The
avant-garde is the great breach, and with it the ‘tradition against itself’
comes to an end.[2]
And yet Paz did not quite get at the heart of
the self-limiting character of the avant-garde’s belated romanticism. Moreover,
his account leaves unexplained the fact of avant-garde art’s ambition to make
art be a force of radical political transformation and does not help explain
that ambition’s ambiguous fate. I want to suggest that the form and the
rhetoric of such an ambition, if not the political content itself, were
defining features of the manifestos of the avant-gardes–most visibly in their
problematic commitment to the principle of absolute freedom and in the
assertion of a non-conformism that itself became de rigeur.
But first to the background. In the second of
the Letters on Aesthetic Education
Schiller makes the crucial, underlying claim that “if man is ever to solve that
problem of politics in practice he will have to approach it through the problem
of the aesthetic.”[3] For Schiller, this was
because the category of the aesthetic was linked to Beauty, which was in turn
thought to be a route to Freedom (Letters,
9). The “problem of politics” to which he referred is this, the construction of
freedom, and one of the principal obstacles to it, as he saw it, was modernity
itself. The historical “progress” that produced modernity also brought with it
a cultural decline, the symptoms of which are a division of powers and a
separation of knowledge-spheres that destroyed the inner unity of human life.
“It was civilization itself which inflicted this wound upon modern man,”
Schiller writes.
Once
the increase of empirical knowledge and more exact modes of thought made
sharper divisions between the sciences inevitable, and once the increasingly
complex machinery of the State necessitated a more rigorous separation of ranks
and occupations, then the inner unity of human nature was severed too, and a
disastrous conflict set its harmonious powers at variance” (33).
But since modern society is itself the problem,
its political transformation must be brought about indirectly, by aesthetic
means. And with example of the French Revolution and the Terror clearly in
mind, Schiller also hopes that art will provide a non-violent basis for such change. As for the power of the artist
to effect radical political change, the requirement is that he (or she, but in
Schiller’s mind really only he) must resist the forces that hold the actual
world in place–in the end, paradoxically, by resisting actuality itself. “Let
him leave the sphere of the actual to the intellect, which is at home there,
whilst he strives to produce the Ideal out of the union of what is possible
with what is necessary” (Letters,
57). One of the many questions that follows from this view is whether the
artist can produce this Ideal in actuality,
or merely in semblance. Schiller
refuses to decide and opts for both: “Let him express this ideal both in
semblance and in truth, set the stamp of it upon the play of his imagination as
upon the seriousness of his conduct, let him express it in all sensuous and
spiritual forms, and silently project it in the infinity of time” (Letters, 59).[4]
If I engage Schiller at some length it is in
part because the ideas set forth in the Letters exerted a tremendous
influence on some of the most important theories of modernity, beginning with
Hegel and going on to Max Weber’s ideas about the differentiation of
value-spheres and Lukács’s critique of reification. As recent a critic as
Fredric Jameson takes up the line of Schiller’s Letters in his own Lukácsean description of reification as “a
fragmentation of the psyche and of its world that opens up ... semi-autonomous
and henceforth compartmentalized spaces”: “lived time over against clock time,
bodily or perceptual experience over against rational and instrumental
consciousness”; “‘originary’ or creative language over against the daily
practice of a degraded practical speech, the space of the sexual and archaic
over against the reality—and performance—principles of ‘le sérieux’...the
separation of the eye from the ear.”[5] This
account comes as part of Jameson’s early study of one of the thorniest of
modernist writers, Wyndham Lewis, whose Vorticist works and Blast manifestos can be regarded equally
as symptoms of the problem of reification in modernity and as attempts to mount
an aesthetic defense against it. For Habermas, by contrast, the importance of
Schiller’s Letters lies in its vision
of the communicative underpinnings deemed necessary for any aesthetically reconciled
world.[6]
Moreover, Habermas sees a decisive difference between Schiller’s views and the
aesthetic practices of the avant-gardes. “Schiller’s aesthetic utopia,” he
argues “is ... not aimed at an aestheticizing of living conditions, but at
revolutionizing the conditions of mutual understanding. Over against the
dissolution of art into life–which the Surrealists later programmatically
called for, and the Dadaists and their descendants tried provocatively to
achieve—Schiller clings to the autonomy of the pure appearance....he expects of
the joy in aesthetic appearance a ‘total revolution’ of the ‘whole made
perception.’ But the appearance remains a purely aesthetic one only as long as
it foregoes all support from reality” (PDM,
49). Interestingly, Habermas then goes on to invoke Herbert Marcuse as a more
plausible heir of Schiller than any of the aesthetic revolutionaries of the
avant-garde because he accepts the fact that art must remain within the
framework of appearance; it can be a reconciling social and political force
“only so long as [the artist] conscientiously abstains, in theory, from
affirming the existence of it, and renounces all attempts, in practice, to
bestow existence by means of it.”[7] But
without a substantially more complex theory of aesthetic appearance, this view
amounts to little more than a strategy for the political containment of art.
Politics requires action, and consigning art to the realm of appearance would
seem to guarantee that it cannot be
political.
Indeed, the difficulty of achieving revolution
by aesthetic means faces an obstacle that Habermas scarcely takes into account,
and this is the autonomy of the aesthetic sphere itself, the evolution of its
powers and its identity by virtue of its separation from the spheres of political
and social praxis. (This is of course one of the obstacles against which the
avant-gardes wanted to rebel.) If it is true that modern life has indeed been
carved up into a variety of separate spheres, and that its inner logic rests on
their independence from one another, then neither art, nor any other domain for
that matter, can have sufficient leverage over the whole of social relations to
transform them all. Insisting that art remain within the realm of semblance and
appearance, and not enter the world of action, would scarcely afford a remedy
for the problem of its perceived unreality–its
unreality, that is, when measured from the standpoint of politics, or science,
or religion. Which is why, I would argue, the aesthetic revolutionaries of the
avant-gardes were drawn to find ways out of the impasse in the development of
Schiller’s romantic ideals not by example
or by argument but by what can only
be described as the power of the aesthetic fiat.
Whether explicitly or implicitly (and mostly quite explicitly indeed), the
manifestos of the avant-garde rebel against art’s seeming inability to get
directly at politics even while they continue to reflect that fact; the
vehemence of their rhetoric suggests their own frustration at the political
confinement of art when it was their goal for art to make radical political
change. Indeed, the manifesto came to function as a proxy for the work of art
itself. Certainly the genre proved to be as interesting as some avant-garde
artworks. When, not too long after its publication in Le Figaro, Marinetti declaimed the 1909 Futurist Manifesto from the
stage of the Teatro Alfieri in
Marinetti’s first Futurist Manifesto was
published in
Why this investment in the announcement of self
and what might this rhetoric have to do with the desire for political change?
Whether it is in the Surrealist Manifestoes of André Breton or in the creacionista manifesto of the Chilean
poet Vicente Huidobro, in the Ultraist manifestos, or the Dadaist screed
written by Tristan Tzara and his friends, the deepest wish of the avant-garde
tracts was for a degree of freedom that could only be characterized as radical and
absolute. Anything less would leave the world incompletely, insufficiently,
transformed. To attain such a level of freedom would require the rejection of
the world as it had come to exist and, with that, the establishment of an
entirely new set of aesthetic techniques that could shape the world anew.
Huidobro’s Creationist manifesto, “Non Serviam,” rejects nature itself and the
power that nature has held over art, while Marinetti’s Futurist Manifesto (like
so many others) embraces technology as the force through which art can re-make
the world. In the words of Breton in the first Surrealist manifesto, the
principles of revolutionary art must be freedom and imagination. “The mere word
‘freedom’ is the only one that still excites me...; “Imagination alone offers
me some intimation of what can be.”[10]
Breton’s definition of Surrealism hinges on the notion of a radical break with
established practices and techniques.
Surrealism,
such as I conceive of it, asserts our complete nonconformism clearly enough so that there can be no question of
translating it, at the trial of the real world, as evidence for the defense. It
could, on the contrary, only serve to justify the complete state of distraction
which we hope to achieve….This world is only very relatively in tune with
thought, and incidents of this kind are only the most obvious episodes of a war
in which I am proud to be participating. Surrealism is the ‘invisible ray’
which will one day enable us to win out over our opponents” (MS, 47).
Especially in the Manifesto of
1924 (the first one), Surrealism displays a series of features that could
readily be described as romantic in its hope for radical change.[11]
Surrealism opposes the real insofar as reality is “hostile to any intellectual
or moral advancement” (MS, 6). “Our
brains are dulled by the incurable mania of wanting to make the unknown known,
classifiable,” writes Breton (MS, 9).
In place of the “real” Breton asserts the priority of something that is more
than real, i.e. of the super-real, to which we can only have access
aesthetically—by means of the imagination, the marvelous, and of dreams. “Can’t
the dream be used in solving the fundamental questions of life?” he asks (MS, 12). As opposed to the novel, and to
prose, which Breton regards as aesthetic means for the enforcement of the real,
he envisions poetry as a source of a liberating spontaneity (MS, 14, 30). In the framework that
Breton invokes, conventional language is saturated by, and necessarily works to
sustain, the status quo; only unrestricted speech can lead to lucid thought (MS, 33)—hence his fascination with the
arbitrary, hallucinatory forms of writing that can be accessed through the
procedures of automatic writing, (écriture
automatique). At the core of Surrealism, Breton’s Manifesto proclaims, is
psychic automatism:
Psychic automatism in its pure state, by which one proposes to
express—verbally, by means of the written word, or in any other manner—the
actual functioning of thought. Dictated by the thought, in the absence of any
control exercised by reason, exempt from any aesthetic or moral concern (MS, 26).
Breton aims in this manifesto at
retrieving psychic force, not establishing communicative rationality, as
Habermas might hope:
The idea of Surrealism aims quite simply at the total recovery of our
psychic force by a means which is nothing other than the dizzying descent into
ourselves, the systematic illumination of hidden places and the progressive
darkening of other places” (PDM,
139).[12]
Clearly there are ways in which Breton’s
Manifesto depends upon loosening conventional attachments to the ideal of
autonomous art. And yet there are obvious problems associated with any attempt
to approach freedom through a vision of the aesthetic that regards art as
aligned with pure irrationalism. Most famous, perhaps, is Breton’s description
of the simplest Surrealist act as “dashing down into the street, pistol in
hand, and firing blindly, as fast as you can pull the trigger, into the crowd”
(MS, 125). In a footnote he adds: “I
believe in the absolute virtue of anything that takes place, spontaneously or
not, in the sense of non-acceptance” (MS,
125n). I will return to this question in some concluding remarks. For now I
would simply observe that Breton’s wish to abandon the will may in fact result
in its replacement by what D. H. Lawrence intuitively called the “inhuman will”
(cited in Perloff, Futurist Moment,
88).
But first I want to address one of the
underlying structural problems that the avant-garde manifestos encounter: that
if art is to become political, the artist has to change the conditions which
impede it. But this in turn requires that art must already be what it wishes to become. For Breton this presented a
true impasse. The problem of revolutionary art, as he saw it, is that, at the
present time, the writer must be a product of the bourgeoisie (MS, 155). There is a further diagnosis
of this problem in a short piece that was published in Partisan Review in 1938 under the title “Manifesto: Towards a Free
Revolutionary Art.”[13] As
Breton explained in La Clé des champs,
this essay was the product of discussions that he had with Trotsky and the
painter Diego Rivera during a visit to Mexico—and that while Trotsky
contributed most of the piece he did not sign it. “Our aims,” it declares, are
“the independence of art–for the revolution [and] the revolution—for the
complete liberation of art!” (Art and
Revolution, 129). How we achieve a revolutionary art for which revolution
is required poses a more difficult set of questions. The diagnosis of the
conditions generating this impasse is nonetheless clear in the essay.
In
the contemporary world we must recognize the ever more widespread destruction
of those conditions under which intellectual creation is possible. From this
follows of necessity an increasingly manifest degradation not only of the work
of art but also of the specifically ‘artistic’ personality” (Art and Revolution, 123). (Specific
reference to the conditions in Hitler’s
And yet the vision of the artist represented in
this particular work is remarkably old-fashioned, even romantic. The best
political art, for Trotsky, turns out to be something not so far from aesthetic
art. “The writer by no means looks on his work as a means. It is an end in itself
and so little a means in the eyes of himself and of others that if necessary he
sacrifices his existence of the existence of the work” (cited in Trotsky, Art and Revolution, 126).
The earlier
manifestos of the avant-gardes saw things in quite a different light. They
attempted to break the barriers impeding revolutionary art by presenting
themselves as acts, and by understanding speech acts as themselves works of
art. They were, in many ways, anticipations of what now goes by the name of
performance art. Take, as an example, the proclamation entitled “Contro Venezia
Passatista” (“Against Past-Loving Venice”), printed on leaflets, 800,000 of
which were dropped from the top of the Campanile in
We
renounce the old
The manifesto wanted to be anti-bourgeois, and
anti-historical, but clearly it required history and the bourgeoisie against
which to rebel. In the manifesto world, there is no creation without an equal
and opposite measure of destruction. (“We will destroy the museums, libraries,
academies of every kind, will fight moralism, feminism, every opportunistic or
utilitarian cowardice,” FM, 22). And
while much of its rhetoric was designed specifically to épater, some of its tactics–such as the use of boldface type and
collage--were borrowed from late 19th-century advertising. The
manifesto sought to be esoteric, but it was also spectacle and required a mass
audience for its success. (Marinetti himself wrote “We will sing of great
crowds excited by work, by pleasure, and by riot,” FM, 22). The demeanor was undisciplined, the behavior intentionally
bad: no conventions of expository prose, no evidence, no argument, no analysis.
But it was also a highly prescriptive genre, full of indictments, accusations,
and demands. Indeed, the key ingredients in the making of a manifesto,
according to Marinetti himself, were “violence and precision”--“de la violence
et la précision,” as he says in a letter to the Belgian painter Henry Maasen
(in Perloff, Futurist Moment, 81).
“No work without an aggressive character can be a masterpiece” says the
Futurist Manifesto of 1909 (FM, 21).
The “precision” Marinetti invokes means that even while proposing wholesale
changes in the practice of art, the manifesto’s pronouncements must never be
broad. If the past is to be rejected, the rhetoric of the manifesto requires
that it be rejected in detail, with specificity and precision: “l’accusation
précise, l’insulte bien définie” (Perloff, Futurist
Moment, 82).
The violence in this formula poses a challenging series of questions, which brings me to a final set of remarks. What are we to make of the fascination with the new that leads to the enthusiastic embrace of technology, of howitzers, and of war? This is a far cry indeed from Schiller’s desire for a form of aesthetic education that would make the modern world, and human life, reconciled and whole. Is the violence of the manifestos merely rhetorical, a matter of style and tone and metaphor, or is it meant to transpose itself into something actual, something “real”? Breton’s description of the simplest surrealist act would seem to answer that question in one way, and yet Breton also seems to have understood such violence itself as carrying an aesthetic force, hence as something other than simply real. As far as Marinetti and the “rhetorical” violence of the manifestos is concerned, it is important to observe how directly he aligns a fascination with technology and the cult of speed with a glorification of war. “We affirm that the world’s magnificence has been enriched by a new beauty: the beauty of speed” (FM, 21); “We will glorify war–the world’s only hygiene–militarism, patriotism, the destructive gesture of freedom-bringers, beautiful ideas worth dying for, and scorn for woman” (FM, 22). Art itself is drawn into this fascist vortex, not in the final analysis as the agent of change that the Futurists might have hoped it would be, but as an index of the sheer force of will–an inhuman will at times, indeed–through which these young aesthetic rebels sought to engineer a brave new world by ordaining a radical change in the nature of art. “Art, in fact, can be nothing but violence, cruelty, and injustice” (FM, 23). How ironic and strange that the avant-gardes proved to be so right in foreseeing new practices of art and so wrong as far as the content was concerned. This is something that some of the most influential institutional critiques of the avant-gardes generally do not generally see. In Theory of the Avant-Garde, for instance, Peter Bürger argued that avant-garde art count not succeed in translating life into art because art had to be given back over to its institutions, which liquidate its revolutionary goals.[14] He furthermore argues that the neo-avant-garde only confirms this fact, that neo-avant-garde art is autonomous art “in the full sense of the term, which means that it negates the avant-gardiste intention of returning art to the praxis of life” (58). His words echo those of Marcuse, which were articulated in The Aesthetic Dimension as part of a brief commentary on Andy Warhol, the Factory, and other rapprochements between modern art and contemporary capitalist culture (“The artist’s desperate effort to make art a direct expression of life cannot overcome the separation of art from life,” 50). Adorno likewise pointed out the diminishing force of the “new” that was essentially to avant-garde art.[15] But the rhetoric of violence which the avant-garde manifestos embrace is the symptom of a deeper, and perhaps insurmountable difficulty inherent in any attempt to legislate changes in social practice by aesthetic means. It is in fact a sign of the perils associated with the aesthetic revolution for which Schiller had such high expectations. In August of 1793 Schiller wrote a long letter to his patron in which he set the hopes of his “aesthetic education” in direct contrast with the political history of his times: “The attempt of the French people,” he wrote with regret, “has plunged, not only that unhappy people itself, but a considerable part of Europe and a whole century, back into barbarism and slavery” (Letters, xvii). It was not, of course, the assertion of human rights that caused him dismay, but the violent consequences of the revolutionary means used to being them about. It is ironic indeed that the manifestos of the avant-gardes should have run aground on this very point, because one of Schiller’s explicit goals was to avoid the violence associated with the French Revolution and the Terror that followed. If the manifestos of the avant-gardes are any measure, art came to repeat politics in a sometimes disheartening way. The attempt to engineer political change through art turned out to be far more fraught than Schiller might ever have believed.
[1]
Marinetti, F. T. “The Founding and Manifesto of Futrurism” (henceforth FM). In Umbro, Apollonio (ed.). Futurist Manifestos.
[2]
Paz, Octavio. Children of the Mire;
Modern Poetry from Romanticism to the Avant-Garde.
[3] Schiller,
Friedrich. On the Aesthetic Education of
Man in a Series of Letters. Ed. and trans. Elizabeth M. Wilkinson and L. A.
Willoughby.
[4] The result of this aesthetic revolution, as Schiller envisions it, would be a world so radically transformed that the only possible frame of comparison would be the civilization of ancient Greece, when “the first youth of imagination [was combined] with the manhood of reason in a glorious manifestation of humanity” (Letters, 31). The problem is that, while Humanity must be restored by exchanging a state of need for a State of freedom, the motion of history is irreversible, and so the idea of a return to the world of the ancients is impossible. As the avant-gardes come to recognize, we can and must only embrace the moments of now and of the future.
[5]
Jameson, Fredric. Fables of Aggression:
Wyndham Lewis, the Modernist as Fascist.
[6] It
is not the symbolic or aesthetic manifestations of art but rather that “the
aesthetically reconciled society would have to form a structure of
communication ‘where [each] dwells quietly in his own hut, communicating with
himself and, as soon as he issues from it, with the whole race.’” Habermas,
Jürgen. The Philosophical Discourse of
Modernity: Twelve Lectures (henceforth cited as PDM). Trans. Frederick G. Lawrence.
[7] PDM, 50, citing Schiller, Letters. In the English version of
Habermas’s text referenced here, the passage is rendered according to the
translation of Schiller’s Letters by
Reginald Snell, On Aesthetic Education of
Man (
[8]
Perloff, Marjorie. The Futurist Moment:
Avant-Garde, Avant Guerre, and the Language of Rupture.
[9]
Caws, Mary Ann, ed. Manifesto: A Century
of Isms.
[10] Breton,
André. Manifestos of Surrealism
(henceforth MS). Trans. Richard
Seaver and
[11] Breton: “When it comes to revolt, none of us must have any need of ancestors” (MS, 127).
[12]
There are explicit links between what Breton says here and two well established
lines of philosophical critique. The first of these roots in the historical
materialism of Marx. The second roots in the Freudian critique of the
unconscious. I say the links are “explicit” in part because Breton himself
names them as such.
[13]
[14] Bürger,
Peter. Theory of the Avant-Garde.
Trans. Peter Shaw.
[15] Adorno,
Theodor. Aesthetic Theory. “The
forfeiture of what could be done spontaneously or unproblematically has not
been compensated for by the open infinitude of new possibilities that
reflection confronts. In many regards, expansion appears as contraction. The
sea of the formerly inconceivable, on which around 1910 revolutionary art
movements set out, did not bestow the promised happiness of adventure. Instead,
the process that was unleashed consumed the categories in the name of that for
which it was undertaken….For absolute freedom in art, always limited to a
particular, comes into contradiction with the whole.” Trans. and ed. Robert Hullot-Kentor.